Behavox Blog

Market Abuse: A Global Picture Of Enforcement And Trends

Mar 14, 2018 12:33:18 PM / by Behavox Regulatory Intelligence posted in compliance, enforcement, market abuse

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Fighting market abuse is a top priority for regulators as they move on from restoring stability in the wake of the 2008 financial crisis. Behavox Regulatory Intelligence takes an in-depth look at how the battle is shaping up in the main territories, and how firms are navigating the fragmented global enforcement picture.

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How current is your lexicon? The futures chatroom banter that slipped through the net

Jan 31, 2018 11:58:03 AM / by Behavox Regulatory Intelligence posted in enforcement, surveillance, market abuse

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The spectre of the LIBOR rigging cartels was raised this week when a sweep of e-comms across three big banks revealed the chatter of multiple rogue traders brazenly boasting as they went about manipulating the futures market.

 

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The Behavox guide to spoofing

Jan 31, 2018 11:56:41 AM / by Behavox Regulatory Intelligence posted in enforcement, surveillance, market abuse

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US regulator fines three banks heavily in major spoofing and manipulation crackdown

Jan 31, 2018 11:55:02 AM / by Behavox Regulatory Intelligence posted in enforcement, surveillance, market abuse

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Three European banks and eight individuals have been charged in the largest criminal takedown of fraudulent activity in the futures market to date, US authorities announced on Monday.

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Jail time for market abuse becoming the standard

Jan 23, 2018 9:45:10 AM / by Behavox Regulatory Intelligence posted in market abuse, singapore, monetary authority of singapore, senior managers regime

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Singapore has jailed its second individual for market manipulation in a year, signaling an increasingly hardline approach to enforcement and sending a message that the need for better compliance defenses has never been greater.

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