Behavox Blog

FINRA fine for Raymond James a timely reminder of basic process required to reasonably supervise email communications

Jan 29, 2018 6:49:02 AM / by Behavox Regulatory Intelligence posted in surveillance, FINRA, enforcement

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The US Financial Industry Regulatory Authority (FINRA) announced on December 21 that it fined Raymond James Financial Services, Inc. $2 million for failing to maintain reasonably designed supervisory systems and procedures for reviewing email communications. In addition, Raymond James agreed to conduct a risk-based retrospective review to detect potential violations evidenced in past emails.

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FCA's anti-competitive scrutiny is here to stay

Jan 25, 2018 10:19:27 AM / by Behavox Regulatory Intelligence posted in Financial Conduct Authority, surveillance, Competition, AI

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Asset managers must tighten monitoring of communications with rival firms, lawyers warned, after the UK Financial Conduct Authority accused four firms of collusion as it flexes its antitrust muscles for the first time.

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Behavox featured in GARP Risk Intelligence on the rise of AI in banking

Jan 24, 2018 1:52:50 PM / by Behavox Regulatory Intelligence posted in Behavox in the news

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Behavox is held up as best in class in this in-depth piece by journalist Katherine Heires on how banks are looking for holistic fraud-busting surveillance solutions. 

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Jail time for market abuse becoming the standard

Jan 23, 2018 9:45:10 AM / by Behavox Regulatory Intelligence posted in market abuse, singapore, monetary authority of singapore, senior managers regime

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Singapore has jailed its second individual for market manipulation in a year, signaling an increasingly hardline approach to enforcement and sending a message that the need for better compliance defenses has never been greater.

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Market Abuse Regulation to come of age in 2018 - are you ready?

Jan 19, 2018 3:00:00 AM / by Behavox Regulatory Intelligence posted in CRX

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2018 in financial compliance: what to expect

Jan 17, 2018 7:14:16 AM / by Behavox Regulatory Intelligence posted in CRX

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The onslaught of legislative and nonlegislative initiatives impacting financial services compliance and risk teams shows no signs of let-up over the next 12 months. The Behavox Regulatory Intelligence team cuts through the noise to look at what to expect in 2018.

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Behavox CEO: Skills in boardroom have to evolve as AI marches on

Dec 1, 2017 11:26:35 AM / by Behavox posted in AI

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Erkin Adylov, CEO Behavox, responded to Sarah O'Connor's article in the Financial Times on the role of technology in the workplace. His response titled "Skills in boardroom have to evolve as AI marches on" was published on the FT websiteBehavox publishes the full text of the letter:

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Behavox CEO interviewed by Bloomberg TV

Nov 27, 2017 3:00:00 AM / by Behavox posted in Behavox in the news

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Erkin Adylov, CEO Behavox, appeared on Bloomberg TV to discuss the following:  
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Financial Times on Citi's investment in Behavox

Nov 15, 2017 2:16:11 PM / by Behavox posted in Behavox in the news

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Martin Arnold, Banking Editor at Financial Times,  reflects on how the Citigroup has become the latest investment bank to invest money into groundbreaking artificial intelligence software for monitoring its staff by leading a fundraising round in Behavox. Read the full article on FT.com.
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Behavox Closes A1 Funding Round

Nov 15, 2017 1:50:32 PM / by Behavox

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Summary:
  • Citi and Index Ventures make investments in Behavox Ltd
  • Behavox grows at over 500% in H1 2017
  • Behavox set to expand into Asia in 2018

Behavox, the People Analytics software company, has closed a second round of financing to help scale and meet the rising demand for its platform, as more companies seek to find competitive advantages from data generated by their own employees.

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